Corporate Compliance Advisory Analyst

Singapore, Singapore

Corporate Compliance Advisory Analyst

Excellent in-house opportunity for junior professionals from audit (Big 4), finance or legal practice with experience advising Singapore Listed MNCs.

This role advises companies on relevant Singapore regulatory compliance matters and includes compliance, data and financial analysis.

Great working environment: Team is collaborative/supportive, training is provided and there is work/life balance.

Team comprises of many recently qualified auditors and lawyers and is a source of talent for the rest of the organisation (hiring firm is big on internal mobility and team members regularly move into compliance, finance, legal, risk and front office functions).

Key Accountabilities

This position is responsible for managing and monitoring a portfolio of listed companies.

You will:

Monitor portfolio companies for compliance of listing rules and relevant regulatory issues.
Provide advice on listing matters when needed and respond to related queries from the companies.
Investigate potential breaches of listing rules. Advising on enforcement and disciplinary actions related to breaches.
Processing of simple, moderate and complex corporate actions.
Review application documents within KPI timelines.
Attend roundtable team meetings to discuss portfolio related matters, addressing and discussing any issues or questions as needed.
Able to provide feedback and participation on listing rules, company regulations/guidelines/accounting standards amendments and application.
Contribute to initiatives for fine-tuning and enhancing the Compliance framework.
Contribute to initiatives for maintaining/improving appropriate and relevant systems, procedures and databases to ensure effective and efficient execution of Compliance functions.
Build effective relationships with companies, facing off to senior management and professionals supporting the companies including investment bankers, solicitors and auditors.
Ensure consistent, transparent, balanced and effective advice on regulation to listed companies.

Requirements

Bachelor’s degree
3 – 7 years of relevant experience with an audit, finance or legal background preferred.
Further qualifications such as CPA, CFA or legal qualifications an advantage.
Knowledge of listing rules, preferably from an audit or advisory perspective.
Skills should cover both quantitative and qualitative analytical experience as role will involve reviewing company financial statements as well as written documentation and forms.
Ability to exercise initiative, judgement and discretion under medium supervision once trained.
Meticulous and accurate in reviewing and processing information.
Effective and confident communication, both verbal and written.
Will suit a positive team player with a desire to learn and contribute.

For more information, please apply today.

Sponsorship/visa will not be provided.

Please apply only here or via our official careers page only.

We do not advertise roles through third-party job boards, aggregators, or job scraping apps. Vacancies reposted elsewhere may be outdated and applications may not be received by our team.

We are only able to respond to applicants whose backgrounds are relevant to the mandate or our broader remit. Applications not considered relevant will not be retained within our system.

SLOANE | SHOREY

Sloane Shorey is a Ministry of Manpower Licensed Employment Agency: EA License 20S0307