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Compliance Specialist, Capital Markets
Singapore, Singapore · $84000International firm is seeking a compliance specialist with regulatory expertise in capital markets.
You will have experience developing and maintaining compliance frameworks to address a wide range of capital markets activities across all asset classes, have previous experience obtaining MAS license/s and executing regulatory change gained from a brokerage, exchange, trading house or other capital markets regulated entity.
Duties:
Requirements:
For a confidential discussion on this role, please apply now.
Sloane | Shorey
Sloane Shorey Consulting is a specialist search firm delivering compliance, conduct, controls and risk management recruitment across Asia Pacific. We are a Ministry of Manpower Licensed Employment Agency (EA License 20S0307).
You will have experience developing and maintaining compliance frameworks to address a wide range of capital markets activities across all asset classes, have previous experience obtaining MAS license/s and executing regulatory change gained from a brokerage, exchange, trading house or other capital markets regulated entity.
Duties:
- Regulatory compliance advisory
- Drafting/updating/maintaining compliance policies and procedures
- Handling regulatory requests/queries
- Regulatory reviews
- Engagement with the regulator
- Compliance training
Requirements:
- Capital markets compliance experience from a brokerage, investment bank or trading firm
- Expert-level knowledge of SFA regulations
- Diverse knowledge across all capital markets and commodities products
- Experience converting regulations into compliance policy and procedures
- Professional compliance qualification
For a confidential discussion on this role, please apply now.
Sloane | Shorey
Sloane Shorey Consulting is a specialist search firm delivering compliance, conduct, controls and risk management recruitment across Asia Pacific. We are a Ministry of Manpower Licensed Employment Agency (EA License 20S0307).